Assistant Manager, Compliance

Job description

A financial advisory firm is currently looking for an Assistant Compliance Manager to join its team, focusing on sales compliance, complaints investigation, and Balanced Scorecard Framework.

The successful candidate must have the following:

3-5 years' relevant experience in compliance roles
Familiarity with MAS/FAA regulations
Strong communication skills, and able to work independently
Advantageous to have prior sales experience in FIs

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Joey.Wong@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1986098

*LI-BFS