Compliance Analyst - Asset Manager (Bangalore, India)

Compliance Analyst - Asset Manager (Bangalore, India)

Description

Our client is a well-established asset manager with its headquarter in the US, looking for a "Compliance Analyst" for their compliance team in Bangalore, India.

Responsibilities:

Reporting Line: Compliance Manager (Based in New York)
Working Location: Bangalore, India

Client base: brokers, dealers, financial institutions, regulators

• Managing data migration process, collecting and digitizing data such as financial statements.
• Ensuring employee account information are transferred and processed in a timely manner.
• Respond to queries for information and reporting any major data errors to manager.
• Addressing data inconsistencies by working with team members to locate missing data.
• Experience in dealing with personal trading policies would be strongly preferred.

Requirements:

• Min 3-5 years experience in a KYC/AML/transaction monitoring/compliance related role, preferably in the banking/buyside/financial institutions environment.
• A Bachelor's degree in Economics/Laws is strongly preferred.
• Strong communication and interpersonal skills.
• Ability to work independently.
• Solid understanding of financial markets and terms.

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R22110363