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Compliance Associate

Job description

Our client is a reputable investment firm, looking for a Compliance Associate to join the team in Singapore.

Responsibilities include:

  • Support the implementation of company's compliance policies, compliance training and risk assessment program
  • Provide administrative support and monitoring position limits in ETF and options contracts
  • Participate in system enhancements for compliance systems, controls and processes
  • Manage the compliance systems and data visualisation tools, also to support compliance reporting for senior management

Requirements:

  • Bachelor Degree in Finance, Business or related field
  • At least 2-5 years' relevant experience in compliance/ operations with exposure to compliance within financial services industry
  • Proficient in Microsoft Excel. Experienced in using Tableau would be a plus
  • Team player, detail oriented and ability to work on tight deadlines
  • Excellent communication and interpersonal skills
  • Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or send an email to Selicia.low@ambition.com.sg with your latest CV. Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer SGD1,000 or SGD350 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.sg/refer-a-friend