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Compliance Controls Associate

Job description

Our client is a global investment firm and they are looking for compliance professionals to join the team in Singapore.


  • Implement compliance monitoring platforms and ensure controls are in compliance with the firm's Gifts and Entertainment Policy
  • Review and investigate electronic communication alerts
  • Provide advice on the Personal Investments Policy, respond to system related queries and ex-post periodic review to support the personal investment requests of staff
  • Provide support on system enhancements for the implementation of robust and effective controls
  • Maintain Compliance dashboards, update the Chinese Wall status of staff and manage Compliance checklists


  • Bachelor Degree in Finance or related field
  • 2-5 years' experience in compliance monitoring platform, Financial Crime Compliance, Gift & Entertainment or reviewing communication alerts in Banks/ Financial Institutions
  • Possess knowledge of the financial products
  • Excellent communication and interpersonal skills
  • Team player, adaptable and driven
  • Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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