Compliance Equities Manager
As a compliance subject matter expert you will provide a wide range of services to our business units related to compliance risk management function.
You will be working closely to the traders and advise them on the regulations and specific questions related to the products.
You will preserve the bank's reputation for integrity and protect the bank from sanctions with policies and procedures that meet regulatory requirements around the world.
You will also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses.
You will provide input into and to coordinate follow-up on any compliance related inquiries in consultation with other Compliance and Risk Management areas.
You will keep a proactive approach and will keep the business aware or any upcoming compliance changes and regulatory obligations and risk assessment of initiatives that impact the business
This is a global role based in Singapore.
To qualify, individuals must possess:
- Minimum 10+ years' significant practice in compliance advisory, risk management and regulatory space besides ideally sales or product background related to Equities Derivatives
- Strong stakeholder management experience and ability to influence
- Strong knowledge of Equity trading business is a must to have
If your profile meets the requirement above, feel free to apply directly or contact me for further information.
Kindly note that only successful candidates will be contacted.
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