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Compliance Manager

Job description

  • Leading brokerage
  • Regulatory advisory (non AML/CFT) compliance role
  • Great culture and opportunities for growth

I am currently partnering with a brokerage firm that is seeking to hire a Compliance Manager. This role involves overseeing, monitoring, and testing compliance activities, providing advisory support across the business, and acting as a liaison with the Monetary Authority of Singapore (MAS).

Requirements:

  • Minimum 5 years of experience across regulatory advisory
  • A comprehensive understanding of the Securities and Futures Act (SFA), Securities and Futures Regulations (SFR), and other pertinent regulations.

If you believe you fit the requirements for the role, please click "Apply" or send in your resume to sindhu.udayakumar@ambition.com.sg


Short listed candidates will be notified.
Data provided is for recruitment purposes only.

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R1981753

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