Compliance Manager (FX/ CFD)

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: S$8000.00 - S$10000.00 per month
REF: BBBH248638_1621309747

A rapidly expanding brokerage firm is looking for a Compliance Manager to join their team in Singapore.

Key Responsibilities:

  • Provide compliance oversight and monitoring
  • Advise business units on regulatory compliance matters
  • Prepare training plans for staff training
  • Assist the Head of Compliance on audits and regulatory inspections
  • Maintain an awareness of CFD industry regulations in respect of general compliance and their implications upon the business activities of the firm
  • Keep abreast with regulatory changes and update the company's policies and procedures

Key Requirements:

  • Bachelor Degree
  • At least 7 years' regulatory compliance experience with CFD/ FX products in a similar industry
  • Solid understanding of the Securities and Futures Act and relevant regulations
  • Bilingual in English and Mandarin, as communication with Chinese counterparts is required
  • Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640