Compliance Manager (FX/ CFD)

A rapidly expanding brokerage firm is looking for a Compliance Manager to join their team in Singapore.

Key Responsibilities:

• Provide compliance oversight and monitoring
• Advise business units on regulatory compliance matters
• Prepare training plans for staff training
• Assist the Head of Compliance on audits and regulatory inspections
• Maintain an awareness of CFD industry regulations in respect of general compliance and their implications upon the business activities of the firm
• Keep abreast with regulatory changes and update the company's policies and procedures

Key Requirements:

• Bachelor Degree
• At least 7 years' regulatory compliance experience with CFD/ FX products in a similar industry
• Solid understanding of the Securities and Futures Act and relevant regulations
• Bilingual in English and Mandarin, as communication with Chinese counterparts is required
• Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640