Compliance Manager (FX/ CFD)

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: S$8000.00 - S$10000.00 per month
REF: BBBH248638_1621309747

A rapidly expanding brokerage firm is looking for a Compliance Manager to join their team in Singapore.

Key Responsibilities:

  • Provide compliance oversight and monitoring
  • Advise business units on regulatory compliance matters
  • Prepare training plans for staff training
  • Assist the Head of Compliance on audits and regulatory inspections
  • Maintain an awareness of CFD industry regulations in respect of general compliance and their implications upon the business activities of the firm
  • Keep abreast with regulatory changes and update the company's policies and procedures

Key Requirements:

  • Bachelor Degree
  • At least 7 years' regulatory compliance experience with CFD/ FX products in a similar industry
  • Solid understanding of the Securities and Futures Act and relevant regulations
  • Bilingual in English and Mandarin, as communication with Chinese counterparts is required
  • Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640