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Senior Consultant, Banking & Financial Services
In this role, you will work closely with global counterparts to manage employee request on areas such as Personal Account Dealing, Private Investments, Outside Affiliations, Gifts and Entertainment. At the same time, you will ensure all activities are in compliance with regulatory requirements and policy standards. Advise the team and all staff on employment compliance policy requirements. Participate in employment compliance surveillance and technology/ process enhancement projects.
- Min. Bachelor Degree
- CAMS or ICA qualification would be a plus
- More than 3 years' experience in employee compliance, regulatory compliance or control room function
- Understanding of Investment Banking business and products
- Knowledge of Employee Compliance areas (such as Personal Account Dealing, Private Investments, Outside Affiliations, Gifts and Entertainment)
- Candidates who require work pass need not apply
If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.email@example.com. Note: We regret that only shortlisted candidates will be notified.
Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640
If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer SGD1,000 or SGD350 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.sg/refer-a-friend