Head of Compliance

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH247131_1616655925

A reputable brokerage firm is looking for a Head of Compliance to train the team and ensure timely management reporting, and maintain controls for 1st, 2nd and 3rd lines of defence.

Key Responsibilities:

  • Work closely with Representatives in different countries to ensure the Group level policies, procedures are aligned
  • Contribute to ongoing process of maintaining relevant licenses in multiple jurisdictions
  • Provide legal administrative assistance and maintain record of regulatory obligations, breaches and incidents
  • Work closely with key stakeholders to coordinate projects in driving business forward
  • Keep abreast of the CFD industry regulations
  • Prepare annual training plans for the team
  • Investigate client disputes and liaise with external dispute resolution body when required

Key Requirements:

  • Bachelor Degree holder
  • At least 7 years' compliance experience in Forex and CFD industry
  • Experience in obtaining CMS/ CFD/ PSA licence
  • Experience working with other entities within the Group
  • Strong stakeholder management skills
  • Bilingual in English and Chinese, as communication with Chinese counterparties are required
  • Self-starter with great interpersonal skills

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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