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- Posted 25 March 2021
- SalaryNegotiable
- LocationSingapore
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH247131_1616655925
Consultant
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Head of Compliance
Job description
A reputable brokerage firm is looking for a Head of Compliance to train the team and ensure timely management reporting, and maintain controls for 1st, 2nd and 3rd lines of defence.
Key Responsibilities:
- Work closely with Representatives in different countries to ensure the Group level policies, procedures are aligned
- Contribute to ongoing process of maintaining relevant licenses in multiple jurisdictions
- Provide legal administrative assistance and maintain record of regulatory obligations, breaches and incidents
- Work closely with key stakeholders to coordinate projects in driving business forward
- Keep abreast of the CFD industry regulations
- Prepare annual training plans for the team
- Investigate client disputes and liaise with external dispute resolution body when required
Key Requirements:
- Bachelor Degree holder
- At least 7 years' compliance experience in Forex and CFD industry
- Experience in obtaining CMS/ CFD/ PSA licence
- Experience working with other entities within the Group
- Strong stakeholder management skills
- Bilingual in English and Chinese, as communication with Chinese counterparties are required
- Self-starter with great interpersonal skills
If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640