Head of Compliance

A reputable brokerage firm is looking for a Head of Compliance to train the team and ensure timely management reporting, and maintain controls for 1st, 2nd and 3rd lines of defence.

Key Responsibilities:

• Work closely with Representatives in different countries to ensure the Group level policies, procedures are aligned
• Contribute to ongoing process of maintaining relevant licenses in multiple jurisdictions
• Provide legal administrative assistance and maintain record of regulatory obligations, breaches and incidents
• Work closely with key stakeholders to coordinate projects in driving business forward
• Keep abreast of the CFD industry regulations
• Prepare annual training plans for the team
• Investigate client disputes and liaise with external dispute resolution body when required

Key Requirements:

• Bachelor Degree holder
• At least 7 years' compliance experience in Forex and CFD industry
• Experience in obtaining CMS/ CFD/ PSA licence
• Experience working with other entities within the Group
• Strong stakeholder management skills
• Bilingual in English and Chinese, as communication with Chinese counterparties are required
• Self-starter with great interpersonal skills

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640