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Head of Regulatory Control

Job description

Due to business expansion, a leading investment bank is looking for a seasoned Regulatory Control professional to join their regional team in Singapore.


  • Develop and implement control framework and processes
  • Maintain the internal control policy and framework in various regions, including monitoring capital market transactions from acceptance to launch
  • Ensure due diligence work is performed and all activities are in compliance with local regulatory requirements
  • Keep abreast of regulatory developments and industry best practices, and help drive improvement efforts


  • Bachelor's Degree in Finance, Banking or related field
  • At least 7 years' relevant experience in investment banks, regulatory bodies or law firms with experience dealing with capital market transactions e.g IPO, bond issuance
  • Strong knowledge of investment banking operations and regulatory requirements
  • Excellent communication and stakeholder management skills
  • Ability to converse in Mandarin as interaction with Chinese clients is required
  • Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or send an email to with your latest CV. Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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