Investment Compliance Analyst (1 year contract)

Location: Singapore, Singapore
Contract Type: Contract
Specialisation: Contracting
Salary: S$3500 - S$4000.00 per month
REF: BBBH234369_1562119172


Overview:

  • Ensure that all business activities in the respective locations continue to be conducted in accordance with [Monetary Authority of Singapore (MAS) / Hong Kong Securities and Futures Commission (SFC) / Securities Commission Malaysia (SC)], other regulatory and contractual obligations, and if need-be, coordinated amongst the Team working in different operating locations to achieve adherence.
  • Ensure that company's policies and procedures, and best practice standards are effectively and consistently implemented for our different operating locations.
  • In order to achieve the objectives, you would need to be familiar with the compliance monitoring and surveillance program.
  • Conduct and provide team support in monitoring and surveillance programs with respect to investment guidelines, regulatory and client contractual obligations, and NAM's policies and procedures, and best practice standards.
  • Maintain Compliance records, registers and files.


Experience and Skills requirements:

  • Graduate with a Finance and Accounting Degree.
  • More than 2-3 years of working experience in financial institutions with prior experience in compliance monitoring.
  • Teamwork, strong verbal and written communications coupled with relationship building and networking skills, are essential to our successful management of a complex global business.
  • Able to multi-task and work under tight deadlines.



If you are interested in the role above, email your updated resume to emily.ng@ambition.com.sg
We regret that only shortlisted candidates will be notified.
Licence Number: 10C5117
EA registration Number R1439496

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