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Consultant, Banking & Financial Services
Investment Compliance, AVP/VP - Asset Manager
Our client is a well-established asset manager with its headquarter in Singapore, looking for an "Investment Compliance" professional for their middle office team at AVP/VP level.
- Working Location: Central Singapore
- Hybrid Working Arrangements
- Product knowledge: Global Markets
- Ensure compliance with regulatory, client, and risk frameworks in pre-trade activities.
- Code, review, test, and implement compliance rules across various platforms.
- Assess and communicate the impact of global regulations on equity deal structures.
- Analyze and propose implementation strategies for new and existing regulations.
- Stay updated on regulatory developments and inform relevant business units.
- Apply regulatory compliance to new products, markets, and change management.
- Min 5 years experience in a investment compliance/monitoring/surveillance or similar role, preferably in the buyside/banking environment. Candidates with more experience will be considered as VP.
- Bachelor's degree in either Accounting/Finance, Business, Legal.
- Good understanding of regulations and investment monitoring requirements.
If you believe you fit the requirements for the role, please click APPLY NOW or send an email to
Note: We regret that only shortlisted candidates will be notified.
Data provided is for recruitment purposes only
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R22110363
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