Legal and Compliance Manager

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH249183_1623031747

A reputable Venture Capital firm is hiring a Legal and Compliance Manager to join their growing team in Singapore.

Key Responsibilities:

  • Working closely with the General Counsel, review and draft term sheets for investments
  • Review investment agreements (subscription, shareholder agreements, convertible notes and others)
  • Assist in setting up new funds and investment vehicles
  • Liaise with other internal functions to ensure that processes, systems and controls are in place to comply with applicable regulatory requirements
  • Assist to complete regulatory reporting and surveys to the relevant regulatory bodies
  • Provide compliance advice and support to the business on applicable compliance policies and procedures
  • Contribute to the maintenance and review of policies and procedures, ensuring they are up-to-date with relevant regulatory requirements and industry best practices
  • Be familiar with AML/CFT requirements, assist with client onboarding and conduct periodic assessments/ reviews
  • Conduct local compliance testing, investigate and follow-up on issues found, as needed
  • Assist in developing, improving and implementing good corporate governance practices

Key Requirements:

  • Bachelor's Degree in Law
  • At least 3-5 years' regulatory compliance experience in the Investment Management industry
  • Prior experience as solicitor at a well-regarded commercial law firm, or experience as in-house counsel preferred
  • Knowledge of MAS requirements applicable to fund management licence holder
  • Strong written and verbal communication skills
  • Experience with Australian jurisdiction would be and added advantage

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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