Legal and Compliance Manager

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH249183_1623031747

A reputable Venture Capital firm is hiring a Legal and Compliance Manager to join their growing team in Singapore.

Key Responsibilities:

  • Working closely with the General Counsel, review and draft term sheets for investments
  • Review investment agreements (subscription, shareholder agreements, convertible notes and others)
  • Assist in setting up new funds and investment vehicles
  • Liaise with other internal functions to ensure that processes, systems and controls are in place to comply with applicable regulatory requirements
  • Assist to complete regulatory reporting and surveys to the relevant regulatory bodies
  • Provide compliance advice and support to the business on applicable compliance policies and procedures
  • Contribute to the maintenance and review of policies and procedures, ensuring they are up-to-date with relevant regulatory requirements and industry best practices
  • Be familiar with AML/CFT requirements, assist with client onboarding and conduct periodic assessments/ reviews
  • Conduct local compliance testing, investigate and follow-up on issues found, as needed
  • Assist in developing, improving and implementing good corporate governance practices

Key Requirements:

  • Bachelor's Degree in Law
  • At least 3-5 years' regulatory compliance experience in the Investment Management industry
  • Prior experience as solicitor at a well-regarded commercial law firm, or experience as in-house counsel preferred
  • Knowledge of MAS requirements applicable to fund management licence holder
  • Strong written and verbal communication skills
  • Experience with Australian jurisdiction would be and added advantage

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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