Please beware of recruitment scams that are currently targeting jobseekers. Click here for further advice.
- Posted 07 June 2021
- SalaryNegotiable
- LocationSingapore
- Job type Permanent
- DisciplineBanking & Financial Services
- ReferenceBBBH249183_1623031747
Consultant
Back to jobs
Featured
Legal and Compliance Manager
Job description
A reputable Venture Capital firm is hiring a Legal and Compliance Manager to join their growing team in Singapore.
Key Responsibilities:
- Working closely with the General Counsel, review and draft term sheets for investments
- Review investment agreements (subscription, shareholder agreements, convertible notes and others)
- Assist in setting up new funds and investment vehicles
- Liaise with other internal functions to ensure that processes, systems and controls are in place to comply with applicable regulatory requirements
- Assist to complete regulatory reporting and surveys to the relevant regulatory bodies
- Provide compliance advice and support to the business on applicable compliance policies and procedures
- Contribute to the maintenance and review of policies and procedures, ensuring they are up-to-date with relevant regulatory requirements and industry best practices
- Be familiar with AML/CFT requirements, assist with client onboarding and conduct periodic assessments/ reviews
- Conduct local compliance testing, investigate and follow-up on issues found, as needed
- Assist in developing, improving and implementing good corporate governance practices
Key Requirements:
- Bachelor's Degree in Law
- At least 3-5 years' regulatory compliance experience in the Investment Management industry
- Prior experience as solicitor at a well-regarded commercial law firm, or experience as in-house counsel preferred
- Knowledge of MAS requirements applicable to fund management licence holder
- Strong written and verbal communication skills
- Experience with Australian jurisdiction would be and added advantage
If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640