Markets Compliance - AVP/VP
This is a new headcount that can be positioned as either AVP/VP, and will be reporting to the Head of Compliance. In this role, the candidate will be required to support the front office team in an advisory capacity, monitor regulatory changes and improve compliance policies accordingly, and conduct desk and compliance control reviews across the FICC business.
The successful candidate must have the following:
- 5-8 years of experience in Compliance (Markets compliance preferred)
- Excellent grasp of SFA, Bluebook, FX Global code of conduct etc.
- Experience in compliance advisory
- Excellent stakeholder management skills
- Adaptable team player
If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Ethel.firstname.lastname@example.org
Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1656980
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