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- Posted 07 September 2023
- SalaryNegotiable
- LocationSingapore
- Job type Permanent
- DisciplineBanking & Financial Services
- Reference267167_1694077842
Regulatory Advisory, VP (Buyside)
Job description
Title
Regulatory Advisory Compliance, VP - Buyside
Description
Our client is a well-established asset management firm, looking for an "Regulatory Advisory Compliance, VP" for their compliance & legal team in Singapore.
Responsibilities:
Working Location: Central Singapore
*Knowledge in global market products is strongly preferred.
- Monitor and ensure compliance with legal and regulatory requirements across the company's investment, trading, and operational activities globally.
- Provide timely and pragmatic regulatory advice to portfolio managers, deal teams, and internal stakeholders.
- Stay updated on relevant regulatory trends, developments, and requirements and assist in risk and impact assessments.
- Collaborate with internal stakeholders to implement robust controls and processes for compliance with applicable laws and regulations.
- Handle queries and liaise with external parties such as clients, global regulators, custodians, and broker dealers on compliance and risk issues.
Requirements:
- 10 to 15 years' relevant work experience in regulatory compliance, central compliance or similar fields. Preferably in the regulators, financial institution, or buyside environment.
- Solid product knowledge in global markets is strongly preferred (equities, FI, derivatives, real estate, FX, commodities…).
- Able to work under pressure and tight deadlines.
- Candidates who require a work pass need not apply.
To Apply
If you believe you fit the requirements for the role, please click APPLY NOW or send an email to
Note: We regret that only shortlisted candidates will be notified.
Data provided is for recruitment purposes only
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R221103
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