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Regulatory Compliance and Investment Oversight

Job description

  • Leading investment firm
  • Positive work culture and strong career growth potential

We are currently partnered with a leading investment firm who are looking to add a Regulatory Reporting & Investment Compliance (RRIC) member to their existing team. In this role, you will ensure compliance with regulations, client guidelines, and internal frameworks across various investment products. Key duties include reviewing new products and markets, assessing the impact of global regulations on investments, and implementing compliance rules across trade platforms.

This hire can be done at an Associate/AVP level.

Qualifications:

  • Minimum 3 years of experience across teh regulatory compliance space
  • Bachelor's Degree

If you believe you fit the requirements for the role, please click "Apply" or send in your resume to sindhu.udayakumar@ambition.com.sg


Short listed candidates will be notified.
Data provided is for recruitment purposes only.

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R1981753

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer SGD1,000 or SGD350 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.sg/refer-a-friend