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Regulatory Compliance Officer, AVP

Job description


Regulatory Compliance Officer, AVP


Our client is a well-known financial institution in Singapore, looking for a regulatory compliance professional to support their risk management & compliance team here.


  • Support projects and initiatives related to compliance and risk management.
  • Monitor and stay updated on local laws and regulations, implementing necessary changes.
  • Ensure compliance with ongoing Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) duties, including reporting suspicious activities.
  • Guarantee timely submission of annual declarations for licensed representatives within the Fund Services business.
  • Offer advisory support for compliance-related queries as the first line of defense.
  • Keep the risk assessment framework current, including Legal Inventory, Compliance risk assessment, yearly risk assessment, and ongoing financial regulatory reporting.
  • Implement and oversee the Financial Crime Prevention program, covering AML/CFT, Anti-Fraud, Anti-Bribery & Corruption, and market abuse/insider trading, and provide guidance on risk-based approaches.
  • Establish and conduct monitoring and testing activities as per the Compliance risk assessment.
  • Assist in gathering supporting documentation for licensing and review related documents/forms.
  • Participate in discussions with relevant regulatory authorities.

Job requirements:

  • 10+ years of risk management and compliance experience in Singapore and Hong Kong, with a focus on financial services.
  • Strong understanding of Asia Pacific regulatory requirements, particularly in Hong Kong and Singapore, including AML/KYC.
  • Experience in wholesale banking licensing applications or regulator interactions.
  • Expertise in harmonizing compliance frameworks for Singapore and Hong Kong regulations.
  • Candidates who require a work pass need not to apply.

To Apply

If you believe you fit the requirements for the role, please click APPLY NOW or send an email to

Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only

Business Registration Number: 200611680D.

Licence Number: 10C5117 EA Registration Number: R22110363

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