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Regulatory Compliance Officer, AVP/VP

Job description


Regulatory Compliance Officer, AVP/VP


Our client is a financial services provider under a global industrial group, looking for a "Regulatory Compliance Officer" to support their compliance function in Singapore. This is a newly created headcount and the person will have the flexibility to work in their own way.


Working Location: Central Singapore

Reporting Line: General Manager

  • Legal Compliance: Collaborate with the legal department to ensure the company's adherence to local and international laws, regulations, and industry standards.
  • Regulatory Compliance: Manage the formalities required to comply with various regulatory bodies, ensuring all necessary documentation and reports are submitted promptly.
  • Banking Documentation and KYC: Work closely with our legal team to facilitate the completion of required documentation from our partners, maintaining strict adherence to Know Your Customer (KYC) procedures.
  • Contract Management: Review, draft, and negotiate various contracts, agreements, and legal documents, ensuring the company's interests are protected.
  • Risk Management: Identify potential legal risks and propose mitigation strategies to safeguard the company's interests.


  • Min 5 years' relevant work experience in regulatory compliance, legal compliance or similar fields. Preferably in the banking or financial services environment.
  • Able to work under pressure and tight deadlines.
  • Solid knowledge in capital market regulations will be a plus.
  • Candidates who require a work pass need not apply.

To Apply

If you believe you fit the requirements for the role, please click APPLY NOW or send an email to

Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only

Business Registration Number: 200611680D.

Licence Number: 10C5117 EA Registration Number: R221103

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