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Consultant, Banking & Financial Services
Regulatory Compliance Officer, AVP/VP
Our client is a financial services provider under a global industrial group, looking for a "Regulatory Compliance Officer" to support their compliance function in Singapore. This is a newly created headcount and the person will have the flexibility to work in their own way.
Working Location: Central Singapore
Reporting Line: General Manager
- Legal Compliance: Collaborate with the legal department to ensure the company's adherence to local and international laws, regulations, and industry standards.
- Regulatory Compliance: Manage the formalities required to comply with various regulatory bodies, ensuring all necessary documentation and reports are submitted promptly.
- Banking Documentation and KYC: Work closely with our legal team to facilitate the completion of required documentation from our partners, maintaining strict adherence to Know Your Customer (KYC) procedures.
- Contract Management: Review, draft, and negotiate various contracts, agreements, and legal documents, ensuring the company's interests are protected.
- Risk Management: Identify potential legal risks and propose mitigation strategies to safeguard the company's interests.
- Min 5 years' relevant work experience in regulatory compliance, legal compliance or similar fields. Preferably in the banking or financial services environment.
- Able to work under pressure and tight deadlines.
- Solid knowledge in capital market regulations will be a plus.
- Candidates who require a work pass need not apply.
If you believe you fit the requirements for the role, please click APPLY NOW or send an email to
Note: We regret that only shortlisted candidates will be notified.
Data provided is for recruitment purposes only
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R221103
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