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*NEW* 6 Months contract Risk/Audit Specialist

Job description

Job Description:

  • Performing post onboarding monitoring requirements to ensure proper sales behaviour, as well as meetingboth internal and regulatory requirements

  • Support annual financial soundness random sampling exercise by requesting Representatives to provide relevant documents.

  • Review submitted documents and perform Fit & Proper assessment in accordance to prevailing internal framework.

  • Prepare Fit & Proper assessment report with appropriate monitoring conditions and escalate for approval.

  • Undertake ad-hoc tasks or reviews as directed by Lead - Conduct Risk and Head - Distribution Risk.

Job Requirements:

  • Minimum Degree in preferably in Business, Compliance, and/or Finance related fields

  • Meticulous with a keen eye for detail.

  • Report writing skills

  • Proficient in Microsoft Office Application

  • Some experience in regulatory reporting, risk and compliance will be an added advantage

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. License Number: 10C5117