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VP, Compliance

Job description

Our client is seeking an experienced compliance professional to support equity and debt capital markets activities, including regulatory advisory on underwriting, securities offerings, and internal controls.

Key responsibilities:
* Provide regulatory and AML advisory
* Liaise with regulators on licensing and inspections
* Review disclosures and ensure policy compliance (MAS/SGX)
* Conduct compliance reviews and drive remediation
* Deliver training and manage compliance issues

Requirements:
* 6+ years of compliance experience in Singapore financial institutions
* Strong knowledge of capital markets regulations
* Experience with audits/regulatory reviews

Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912