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VP, Compliance Surveillance

Job description

Our client is a reputable investment manager, looking for Compliance Surveillance professional to join their team in Singapore at VP level.

In this role, you will be responsible for:

  • Analysis and resolve trade and e-communication surveillance alerts to identify high risk or suspicious trading activities or non-compliance with laws and regulations
  • Monitor employees' personal trading activities and implement a robust compliance surveillance program and procedures
  • Implement other compliance monitoring processes and attend to regulatory inquiries
  • Coordinate with the vendors and Tech team to implement new or enhance the existing surveillance platforms and controls
  • Ensure the surveillance programs are updated by monitoring the changes in the firm's trading activities and global regulatory developments


  • Min. Bachelor Degree
  • At least 10 years' trade, communications or market surveillance experience in securities exchange or regulators
  • Strong knowledge of the financial markets and asset classes such as Fixed Income, Equities, FX, Derivatives, Commodities
  • Problem solving and investigation skills

If you believe you fit the requirements for the role, please click APPLY NOW or send an email to with your latest CV. Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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