VP, Investment Compliance

Our client is a reputable investment management firm, looking for a seasoned professional in Investment Compliance to join the team in Singapore.

In this business critical role, you will be responsible for:

• Reviewing new products and markets for all product lines as regulations change
• Advising Front Office team on the implication of regulations to the investment strategies
• Leading pre and post trade compliance function, review and implement processes while regulatory risks are mitigated
• Implementing trade controls acoss trade execution and compliance platforms
• Stay abreast of regulatory developments and update the business units
• Represent the team in change management activities and work with Portfolio Managers or Business Units on business plans

Requirements:

• Min Bachelor Degree
• At least 8-12 years' relevant experience in Investment Compliance or Monitoring
• Experience in Investment Management or Global Markets preferred
• Good knowledge of regulations and investment monitoring requirements
• Team player, detail oriented and ability to work on tight deadlines
• Excellent communication and stakeholder management skills

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640