VP, Investment Compliance

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH252640_1636685732

Our client is a reputable investment management firm, looking for a seasoned professional in Investment Compliance to join the team in Singapore.

In this business critical role, you will be responsible for:

  • Reviewing new products and markets for all product lines as regulations change
  • Advising Front Office team on the implication of regulations to the investment strategies
  • Leading pre and post trade compliance function, review and implement processes while regulatory risks are mitigated
  • Implementing trade controls acoss trade execution and compliance platforms
  • Stay abreast of regulatory developments and update the business units
  • Represent the team in change management activities and work with Portfolio Managers or Business Units on business plans


  • Min Bachelor Degree
  • At least 8-12 years' relevant experience in Investment Compliance or Monitoring
  • Experience in Investment Management or Global Markets preferred
  • Good knowledge of regulations and investment monitoring requirements
  • Team player, detail oriented and ability to work on tight deadlines
  • Excellent communication and stakeholder management skills

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

Ambition not only recruits on behalf of some exceptional companies but due to unprecedented growth, Ambition is also looking for talented individuals to join our fantastic recruitment business.  To apply for Ambition's current global opportunities click here.