VP, Investment Compliance

Location: Singapore
Contract Type: Permanent
Specialisation: Banking & Financial Services
Salary: Negotiable
REF: BBBH252640_1636685732

Our client is a reputable investment management firm, looking for a seasoned professional in Investment Compliance to join the team in Singapore.

In this business critical role, you will be responsible for:

  • Reviewing new products and markets for all product lines as regulations change
  • Advising Front Office team on the implication of regulations to the investment strategies
  • Leading pre and post trade compliance function, review and implement processes while regulatory risks are mitigated
  • Implementing trade controls acoss trade execution and compliance platforms
  • Stay abreast of regulatory developments and update the business units
  • Represent the team in change management activities and work with Portfolio Managers or Business Units on business plans

Requirements:

  • Min Bachelor Degree
  • At least 8-12 years' relevant experience in Investment Compliance or Monitoring
  • Experience in Investment Management or Global Markets preferred
  • Good knowledge of regulations and investment monitoring requirements
  • Team player, detail oriented and ability to work on tight deadlines
  • Excellent communication and stakeholder management skills

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to Selicia.low@ambition.com.sg. Note: We regret that only shortlisted candidates will be notified.

Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640

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