VP, Sales and Trading Business Manager (12 month contract)

Location: Singapore
Contract Type: Temporary
Specialisation: Contracting
Salary: S$15000 - S$180000 per annum
REF: CT_1499918664

Brief description:

Backfill for the COO team to support Regulatory initiatives (including Suitability and Execution topics)

Key Responsibilities:

  • SME/ Project support for regulatory initiatives
  • Business alignment with all global and local regulatory requirements and control
  • Develop solution to address Audit points and operational issues / gaps

Experience and Key Skills Needed:

  • Basic knowledge of investment & trading product offering (i.e. FX, Structured Products, Bonds, Equities and Options) to Private Banking clients in Hong Kong or Singapore
  • Analytical and confident personality with excellent relationship skills in to interact with various departments (front office, product owners, Operations, Legal and Compliance, etc
  • Strong knowledge of MAS and HKMA Selling and Suitability requirements
  • Strong process design and documentation experience
  • Project management experience an advantage
  • Ability to excel under pressure and possess a positive "can-do" attitude
  • Excellent written and interpersonal communication skills

If you are available to start immediately and has the background we are looking for, please submit your resume in MS Word format to cindy.tan@ambition.com.sg.

Business Registration Number: 200611680D | Licence Number: 10C5117 | EA Personnel Registration Number: R1109257