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1 Year contract Regulatory / Investment Compliance Associate

Job description

Job Duties:

  • Part of the Regulatory Reporting and Investment Compliance function, covering both pre- and/or post-trade responsibilities to ensure compliance to regulatory, client and risk frameworks.
  • Assist and participate in coding, review, testing and implementation of compliance rules across trade execution and compliance platforms.
  • Assessing potential deals and preparation of regulatory filings and documentations
  • Keep abreast of regulatory developments and industry best practices and inform the relevant business units of applicable requirements.
  • Coming up with process improvements, strategic solution for process and control modifications within the group and across other relevant business units.
  • Stakeholders' managements
  • Participate in ad hoc projects

Job Requirements:

  • Bachelor's degree in either Accounting/Finance, Business, Legal or a similar field.
  • Prior experience within Regulatory Compliance and/or Investment Monitoring / Portfolio Compliance function would be advantageous.
  • Familiarity with financial products across all asset classes would be beneficial, but minimally with equity products.
  • Good appreciation of regulations and investment monitoring requirements.
  • Possesses strong analytical skills, comfortable in handling data (up to large datasets).
  • Possesses strong communication skills and confidence to effectively engage multiple stakeholders.

Interested applicants please send your resume in MS Words and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117


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