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*NEW* 5 Months contract Compliance Manager - Asset Management

Job description

Key Responsibilities

  • Maintain MAS licensing obligations and ensure local compliance policies align with global standards.

  • Provide clear, practical compliance advice to business leaders on regulatory changes and day-to-day queries.

  • Engage with business teams to monitor new initiatives and address compliance needs promptly.

  • Prepare essential board/committee materials and monthly compliance reports for Global Compliance.

  • Execute monitoring plans and review marketing/distribution activities for compliance.

  • Manage compliance breaches and support remediation efforts.

  • Deliver compliance training for new joiners and refreshers for existing staff.

  • Other ad hoc duties as assigned

Key Qualifications

  • 5 years in compliance within asset management or investment firms.

  • Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).

  • Understanding of risk management, internal controls, and compliance standards.

  • Ability to simplify complex compliance concepts for non-specialists.

  • Strong attention to detail, problem-solving, and ability to work independently.

  • Comfortable working with different teams and stakeholders.

  • Quick learner who can manage priorities effectively in a short-term role.

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117