*NEW* Perm Competency/Compliance Executive

Location: Singapore
Contract Type: Permanent
Specialisation: Contracting
Salary: S$2500 - S$2800 per month
REF: BBBH246306_1611554053
Job Duties:
  • Check and Validate Know-Your-Client (KYC) submissions
  • Support team managers and develop the regulated skills and competencies of the financial consultants
  • Ensure effective governance and suitability standards are met at all times, with consultants consistently meeting fiduciary and regulatory expectations
  • Train consultants and ensure they comply with Fair Dealing as well as training and development requirements
  • Other ad hoc duties as assigned
Job Requirements:
  • Candidate must possess at least a Diploma and above
  • Possesses at least 1 year sales experience in financial sales
  • CMFAS papers M5, M9, M9a, HI, M8, M8a are an added advantage
Interested applicants please send your resume in MS Words format to Joanna.Tan@ambition.com.sg and attention it to Tan Joanna (R1104661)
Short listed candidates will be notified
EA Registration Number: R1104661
Data provided is for recruitment purposes only
Business Registration Number: 200611680D. Licence Number: 10C5117