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- Posted 25 January 2021
- SalaryS$2500 - S$2800 per month
- LocationSingapore
- Job type Permanent
- DisciplineContracting
- ReferenceBBBH246306_1611554053
Consultant
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*NEW* Perm Competency/Compliance Executive
Job description
Job Duties:
- Check and Validate Know-Your-Client (KYC) submissions
- Support team managers and develop the regulated skills and competencies of the financial consultants
- Ensure effective governance and suitability standards are met at all times, with consultants consistently meeting fiduciary and regulatory expectations
- Train consultants and ensure they comply with Fair Dealing as well as training and development requirements
- Other ad hoc duties as assigned
Job Requirements:
- Candidate must possess at least a Diploma and above
- Possesses at least 1 year sales experience in financial sales
- CMFAS papers M5, M9, M9a, HI, M8, M8a are an added advantage
Interested applicants please send your resume in MS Words format to Joanna.Tan@ambition.com.sg and attention it to Tan Joanna (R1104661)
Short listed candidates will be notified
www.ambition.com.sg
EA Registration Number: R1104661
Data provided is for recruitment purposes only
Business Registration Number: 200611680D. Licence Number: 10C5117
EA Registration Number: R1104661
Data provided is for recruitment purposes only
Business Registration Number: 200611680D. Licence Number: 10C5117